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Internal Policy

  • Policy on Client Fund Allocation and Up streaming of Funds
  • Order placing mechanism nangaliastock broking pvt ltd
  • CVL KRA Policy Merged
  • Out Sourcing Policy Sebi Circular 2021
  • Policy for Prevention Regarding Unauthenticated News
  • Unauthantatic News Flow Policy
  • POLICY FOR SURVEILLANCE
  • Policy on Margin by Nangalia Stock Broking Pvt Ltd NSE
  • Policy on Margin by Nangalia Stock Broking Pvt Ltd
  • Policy on NISM Series 7
  • Policy regarding treatment of inactive account
  • Prefrauded Instruments
  • Risk Management System POLICY
  • System and Procedures
  • UCI NSE FOR BANKS
  • Policy for Late Payment of Charges
  • Policy for identification of beneficial ownership of clients accounts
  • OUTSOURCED ACTIVITY POLICY
  • Limit setting Policy
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  • Error policy
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  • DO & DONT'S
  • Copy of Policy guidelines - INSIDER TRADING
  • Copy of Policy guidelines - PMLA(VCML)2
  • CONFLICTS OF INTEREST POLICY
  • COMBATING MONEY LAUNDERING(ML) OR TERRORIST FINANCING(TF)
  • CLIENT CODE MODIFICATION
  • Blocking of UCC Code for OnlineTrading Account
 
     
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USEFUL LINKS

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