Internal Policy

visually-hidden

• Equal Opportunity policy (PDF)
• KRAs demise investor 6584828 (PDF)
• Acceptance of Client Policy NSBPL (PDF)
• Internal Shortage Policy NSBPL (PDF)
• Anti Sexual Harassment Policy NSBPL (PDF)
• Fraud prevent on policy (PDF)
• Incentive Policy NSBPL (PDF)
• Policy on Client Fund Allocation and Up streaming of Funds (PDF)
• Order placing mechanism nangalia stock broking pvt ltd (PDF)
• CVL KRA Policy Merged (PDF)
• Out Sourcing Policy Sebi Circular 2021 (PDF)
• Policy for Prevention Regarding Unauthenticated News (PDF)
• Unauthantatic News Flow Policy (PDF)
• POLICY FOR SURVEILLANCE (PDF)
• Policy on Margin by Nangalia Stock Broking Pvt Ltd NSE (PDF)
• Policy on Margin by Nangalia Stock Broking Pvt Ltd (PDF)
• Policy on NISM Series 7 (PDF)
• Policy regarding treatment of inactive account (PDF)
• Prefrauded Instruments (PDF)
• Risk Management System POLICY (PDF)
• System and Procedures (PDF)
• Policy for Late Payment of Charges (PDF)
• Policy for identification of beneficial ownership of clients accounts (PDF)
• OUTSOURCED ACTIVITY POLICY (PDF)
• Limit setting Policy (PDF)
• Investor grievance (PDF)
• Internal Control-Final policy (PDF)
• Error policy (PDF)
• Email ID & Contact of Investor Grievance (PDF)
• DO & DON'T'S (PDF)
• Copy of Policy guidelines - INSIDER TRADING (PDF)
• Copy of Policy guidelines - PMLA(VCML)2 (PDF)
• CONFLICTS OF INTEREST POLICY (PDF)
• COMBATING MONEY LAUNDERING (ML) OR TERRORIST FINANCING (TF) (PDF)
• CLIENT CODE MODIFICATION (PDF)
• Blocking of UCC Code for Online Trading Account (PDF)